Kwong Yuen Chan
陳廣源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Yuen Chan (陳廣源), a licensed former licensee with CE reference BGN069. This person has 5.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-21 | 2023-04-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-21 | 2023-04-28 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-24 | 2019-10-15 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-15 | 2019-10-15 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 - Asset management | 2018-05-15 | 2019-10-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-20 | 2019-10-15 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-04-20 | 2019-10-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-20 | 2019-10-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | 2018-04-20 | 2019-10-15 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-19 | 2018-03-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-11-19 | 2018-03-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-19 | 2018-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Yuen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.