Yachuan Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yachuan Xu (徐亞川), a licensed Responsible Officer with CE reference BGI316. Currently licensed at 1 firm(s): Huarui Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huarui Securities Limited 華瑞證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-13 | present |
| Huarui Securities Limited 華瑞證券有限公司 |
RO | Type 4 - Advising on securities | 2024-12-13 | present |
| Huarui Securities Limited 華瑞證券有限公司 |
RO | Type 9 - Asset management | 2024-12-13 | present |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-28 | 2022-08-25 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-28 | 2022-08-25 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-24 | 2019-06-06 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-05-24 | 2019-06-06 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-03 | 2016-04-10 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-12-03 | 2016-04-10 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-09 | 2016-04-10 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-09 | 2016-04-10 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-10-09 | 2016-04-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yachuan Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.