Tiantian Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tiantian Xu (徐天添), a licensed Responsible Officer with CE reference BJR785. Currently licensed at 1 firm(s): Huarui Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.3 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huarui Securities Limited 華瑞證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-13 | present |
| Huarui Securities Limited 華瑞證券有限公司 |
RO | Type 4 - Advising on securities | 2024-12-13 | present |
| Huarui Securities Limited 華瑞證券有限公司 |
RO | Type 9 - Asset management | 2024-12-13 | present |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-04 | 2024-03-01 |
| DL Digital Family Office (HK) Limited 德林數字家族辦公室(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-12-13 | 2024-03-01 |
| DL Digital Family Office (HK) Limited 德林數字家族辦公室(香港)有限公司 |
RO | Type 9 - Asset management | 2021-12-13 | 2024-03-01 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-01-11 | 2024-03-01 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-05 | 2022-07-04 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-19 | 2021-01-11 |
| Lifan International Asset Management Limited 力帆國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-06-03 | 2020-09-26 |
| Lifan International Asset Management Limited 力帆國際資產管理有限公司 |
RO | Type 9 - Asset management | 2019-06-03 | 2020-09-26 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-29 | 2019-04-30 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-09-21 | 2019-04-30 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 - Asset management | 2018-09-21 | 2019-04-30 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-30 | 2018-09-21 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-08-30 | 2018-09-21 |
| Silver Leaf Asset Management Limited 銀葉資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-03-21 | 2018-07-31 |
| Silver Leaf Asset Management Limited 銀葉資產管理有限公司 |
RO | Type 9 - Asset management | 2018-03-21 | 2018-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tiantian Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.