Thuan Shiah Michael Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thuan Shiah Michael Tan, a licensed Responsible Officer with CE reference BFY806. Currently licensed at 1 firm(s): Northern Trust Company of Hong Kong Limited, The. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 11.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | Type 2 - Dealing in futures contracts | 2023-07-18 | present |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 9 - Asset management | 2015-12-02 | present |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 - Dealing in securities | 2015-12-02 | present |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2015-08-06 | 2015-12-02 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 2 - Dealing in futures contracts | 2015-08-06 | 2023-07-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thuan Shiah Michael Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.