Tsz Wan Vivian Tsoi

蔡芷韻
CE No. BFU951 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wan Vivian Tsoi (蔡芷韻), a licensed Responsible Officer with CE reference BFU951. Currently licensed at 1 firm(s): BAYE CAPITAL LIMITED. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.3 years of SFC licence history. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
BAYE CAPITAL LIMITED RO Type 4 - Advising on securities 2026-08-14 present
BAYE CAPITAL LIMITED RO Type 9 - Asset management 2026-08-14 present
BAYE CAPITAL LIMITED Rep Type 4 - Advising on securities 2026-08-10 2026-08-14
BAYE CAPITAL LIMITED Rep Type 9 - Asset management 2026-08-10 2026-08-14
Austrax Asset Management Limited
南強資產管理有限公司
RO Type 9 - Asset management 2024-10-14 2026-07-31
Austrax Asset Management Limited
南強資產管理有限公司
Rep Type 9 - Asset management 2024-08-29 2024-10-14
Soul Ventures Investment Limited RO Type 9 - Asset management 2022-12-01 2024-03-15
Soul Ventures Investment Limited Rep Type 9 - Asset management 2022-10-31 2022-12-01
Austrax Asset Management Limited
南強資產管理有限公司
Rep Type 9 - Asset management 2020-08-31 2022-09-30
Fosun International Securities Limited
復星國際證券有限公司
Rep Type 1 - Dealing in securities 2016-11-25 2017-08-18
Fosun International Securities Limited
復星國際證券有限公司
Rep Type 9 - Asset management 2016-11-25 2017-08-18
Founder Asset Management (Hong Kong) Limited
方正資產管理(香港)有限公司
Rep Type 9 - Asset management 2016-09-06 2016-09-15
Founder Securities (Hong Kong) Limited
方正證券(香港)有限公司
Rep Type 1 - Dealing in securities 2015-12-17 2016-09-15
Chief Securities Limited
致富證券有限公司
Rep Type 1 - Dealing in securities 2015-07-15 2015-09-02

Related