Yumin Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yumin Zhang (張玉敏), a licensed Responsible Officer with CE reference BFM942. Currently licensed at 1 firm(s): SINOIF Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 11.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-03 | present |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-05-11 | present |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-09-30 | present |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2022-09-30 | present |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-09-24 | present |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-17 | 2022-09-30 |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-03-20 | 2022-09-30 |
| CN First Investment Management Limited 中一投資管理有限公司 |
Rep | Type 9 - Asset management | 2020-01-06 | 2020-03-13 |
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-09-27 | 2020-03-13 |
| CN First International Futures Limited 中一期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-07 | 2019-09-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yumin Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.