Kai Ho Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ho Wong (黃啟豪), a licensed Responsible Officer with CE reference BCY412. Currently licensed at 1 firm(s): Peking University Resources Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peking University Resources Asset Management Limited 北大資源資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-12-12 | present |
| Peking University Resources Asset Management Limited 北大資源資產管理有限公司 |
RO | Type 9 - Asset management | 2023-04-27 | present |
| Nebula Asset Management Limited 臻一資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-01-24 | 2022-03-21 |
| Nebula Asset Management Limited 臻一資產管理有限公司 |
RO | Type 9 - Asset management | 2020-01-24 | 2022-03-21 |
| Nebula Asset Management Limited 臻一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-18 | 2020-01-24 |
| Nebula Asset Management Limited 臻一資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-09-18 | 2020-01-24 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-11 | 2019-08-13 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-11 | 2019-08-13 |
| Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2017-05-29 | 2018-01-31 |
| Growth Track Asset Management Limited 高富資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-09-23 | 2016-12-31 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-19 | 2015-04-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Ho Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.