Ho Sing Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Sing Chow (周浩陞), a licensed Responsible Officer with CE reference BBS501. Currently licensed at 2 firm(s): Bright Moon Capital Limited, Bright Moon Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.0 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Moon Capital Limited 銘皓資本有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-11 | present |
| Bright Moon Capital Limited 銘皓資本有限公司 |
Rep | Type 9 - Asset management | 2025-11-11 | present |
| Bright Moon Securities Limited 銘皓證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-08-04 | present |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-07 | 2025-05-30 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 - Advising on securities | 2025-02-07 | 2025-05-30 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-01-03 | 2025-02-07 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-01-03 | 2025-02-07 |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-09-05 | 2024-08-21 |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 4 - Advising on securities | 2023-09-05 | 2024-08-21 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 9 - Asset management | 2023-02-07 | 2023-07-14 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-21 | 2023-07-14 |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-08 | 2023-07-14 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-11 | 2017-12-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2016-09-15 | 2017-02-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-26 | 2017-02-28 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-02-26 | 2017-02-28 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-19 | 2016-01-28 |
| Gong Ping Futures Limited 公平期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-19 | 2016-01-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Sing Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.