David Heron
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Heron, a licensed Responsible Officer with CE reference AAH580. Currently licensed at 1 firm(s): Fortune Origin Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-07-09 | present |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 4 - Advising on securities | 2009-07-09 | present |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 9 - Asset management | 2009-07-09 | present |
| Independent Investment Partners Limited |
RO | Type 4 - Advising on securities | 2008-12-15 | 2009-01-14 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
RO | Type 4 - Advising on securities | 2005-05-03 | 2008-02-12 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
RO | Type 9 - Asset management | 2005-05-03 | 2008-02-12 |