Yuen Ting Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ting Lo (盧婉婷), a licensed Representative with CE reference BBN283. Currently licensed at 1 firm(s): BOCI-Prudential Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.5 years of SFC licence history. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2026-11-13 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-11-13 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-11-13 | present |
| MicroBit Capital Management Limited 小飛資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-27 | 2026-10-25 |
| MicroBit Capital Management Limited 小飛資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-03-27 | 2026-10-25 |
| MicroBit Capital Management Limited 小飛資產管理有限公司 |
RO | Type 9 - Asset management | 2026-03-27 | 2026-10-25 |
| MicroBit Capital Management Limited 小飛資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-23 | 2026-03-27 |
| MicroBit Capital Management Limited 小飛資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-23 | 2026-03-27 |
| MicroBit Capital Management Limited 小飛資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-03-23 | 2026-03-27 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-18 | 2023-09-27 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 9 - Asset management | 2018-12-18 | 2023-09-27 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-21 | 2023-09-27 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-18 | 2018-12-18 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 9 - Asset management | 2018-05-18 | 2018-12-18 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-31 | 2018-04-30 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-08-31 | 2018-04-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-04-28 | 2017-04-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-03 | 2017-04-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-03 | 2017-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Ting Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.