Ying Mary Tam
譚瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Mary Tam (譚瑩), a licensed Representative with CE reference BBL208. Currently licensed at 1 firm(s): De Riva Asia Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 4.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited | Rep | Type 1 - Dealing in securities | 2023-03-31 | present |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-08 | 2021-03-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-26 | 2013-08-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Mary Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.