Ka Chun Terence Tai
戴家俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun Terence Tai (戴家俊), a licensed former licensee with CE reference BCL286. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-10 | 2025-10-31 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-10 | 2025-10-31 |
| Grand View Securities Limited 宏滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-28 | 2024-05-20 |
| Grand View Securities Limited 宏滙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-06 | 2021-09-28 |
| K.K.M. Securities Limited 新同得有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-29 | 2021-01-26 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-04 | 2020-12-29 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-30 | 2020-11-16 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 4 — Advising on securities | 2020-01-30 | 2020-11-16 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-17 | 2020-01-30 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-17 | 2020-01-30 |
| Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-17 | 2020-11-16 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-05 | 2019-07-31 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-05 | 2019-07-31 |
| Grand View Securities Limited 宏滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-06 | 2019-07-31 |
| Grand View Securities Limited 宏滙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-08 | 2017-10-06 |
| Supreme China Securities Limited 智華證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-26 | 2017-06-30 |
| Supreme China Securities Limited 智華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-20 | 2017-04-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-27 | 2014-09-11 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-27 | 2014-09-11 |