Marc Alan Geddes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marc Alan Geddes, a licensed Responsible Officer with CE reference BBC911. Currently licensed at 1 firm(s): Mackenzie Investments Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mackenzie Investments Asia Limited | RO | Type 1 - Dealing in securities | 2019-12-17 | present |
| Mackenzie Investments Asia Limited | Rep | Type 4 - Advising on securities | 2015-05-18 | present |
| Mackenzie Investments Asia Limited | Rep | Type 9 - Asset management | 2015-05-18 | present |
| Ballingal Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2013-06-05 | 2015-04-30 |
| Ballingal Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | 2013-06-05 | 2015-04-30 |
| Ballingal Investment Advisors Limited | Rep | Type 9 - Asset management | 2013-06-05 | 2015-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Marc Alan Geddes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.