William James Patrick Forsythe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William James Patrick Forsythe, a licensed former licensee with CE reference BAZ170. This person has 6.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-09 | 2024-12-20 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-12-09 | 2024-12-20 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-16 | 2024-09-27 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-09-16 | 2024-09-27 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-21 | 2023-07-20 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-04-21 | 2023-07-20 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-14 | 2022-12-02 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-11-14 | 2022-12-02 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-15 | 2018-12-06 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-15 | 2018-12-06 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-15 | 2018-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William James Patrick Forsythe during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.