Yusaku Manabe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yusaku Manabe ( ), a licensed former licensee with CE reference BAD556. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-08-20 | 2020-01-17 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2013-08-20 | 2020-01-17 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-04 | 2020-01-17 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-11-22 | 2020-01-17 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-05 | 2012-12-04 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-05 | 2012-11-22 |