Dong Soo Nam

CE No. AOY486 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Soo Nam (), a licensed former licensee with CE reference AOY486. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2016-07-21 2018-07-12
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
RO Type 4 — Advising on securities 2016-07-21 2018-07-12
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
RO Type 1 — Dealing in securities 2010-12-31 2018-07-12
MUSHK Limited Rep Type 1 — Dealing in securities 2010-08-18 2010-12-30
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2008-10-10 2010-05-18
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2008-10-10 2010-05-18
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2007-05-25 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 2 — Dealing in futures contracts 2007-05-25 2008-09-29

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