Carlo Mareels
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carlo Mareels ( ), a licensed former licensee with CE reference BIO137. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-09 | 2023-06-13 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-20 | 2019-09-23 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-15 | 2016-11-17 |