Siqi Cai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siqi Cai (蔡斯琪), a licensed Representative with CE reference BAC045. Currently licensed at 1 firm(s): Alpha Win Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 9 - Asset management | 2021-05-24 | present |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-22 | present |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-22 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-06 | 2021-03-26 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-06 | 2021-03-26 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-16 | 2019-10-11 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-03 | 2019-10-11 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-05 | 2019-10-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-17 | 2015-09-26 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-17 | 2015-09-26 |
| DA International Financial Service Limited 直達國際金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-08-21 | 2014-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siqi Cai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.