Minglu Xia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Minglu Xia (夏銘璐), a licensed Representative with CE reference BRW212. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 4.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-20 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-10-20 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-20 | present |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-10 | 2023-09-15 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-10 | 2023-09-15 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 9 - Asset management | 2022-01-10 | 2023-09-15 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Minglu Xia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jing Hu | Alpha Win Capital Limited | 2022–2023 |
| Ying Li | Alpha Win Capital Limited | 2022–2023 |
| Siqi Cai | Alpha Win Capital Limited | 2022–2023 |
| Tiecheng Chen | Alpha Win Capital Limited | 2022–2023 |
| Jianfeng Peter Chen | Alpha Win Capital Limited | 2022–2023 |
| Haopeng Li | Alpha Win Capital Limited | 2022–2023 |
| Yelin Zhang | Alpha Win Capital Limited | 2022–2023 |
| Kaifeng Wang | Alpha Win Capital Limited | 2022 |
| Nina Chih-Yu Tao | Alpha Win Capital Limited | 2022 |
| Zuoyang Yuan | Alpha Win Capital Limited | 2022 |