Tricia Ka Yan Yu
余嘉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tricia Ka Yan Yu (余嘉欣), a licensed former licensee with CE reference AZO632. This person has 4.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-15 | 2017-05-31 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2013-03-15 | 2015-02-17 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2012-07-10 | 2013-01-18 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2012-07-10 | 2013-01-18 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2012-07-10 | 2013-01-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tricia Ka Yan Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.