Doris Chui Tin Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Chui Tin Kwok (郭翠鈿), a licensed Representative with CE reference AZI581. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 14.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-13 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-12-13 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-09 | 2024-12-09 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-12-09 | 2024-12-09 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-19 | 2020-11-13 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-19 | 2020-11-13 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-02 | 2015-05-02 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-02 | 2015-05-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Doris Chui Tin Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.