Vanessa Lee

李穎嬋
CE No. AYS194 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vanessa Lee (李穎嬋), a licensed former licensee with CE reference AYS194. This person has 11.4 years of SFC licence history. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
VMS Asset Management Limited
鼎珮資產管理有限公司
RO Type 4 - Advising on securities 2022-01-03 2024-03-29
VMS Asset Management Limited
鼎珮資產管理有限公司
RO Type 9 - Asset management 2021-11-03 2024-03-29
VMS Securities Limited
鼎珮證券有限公司
Rep Type 1 - Dealing in securities 2021-08-03 2024-03-29
VMS Asset Management Limited
鼎珮資產管理有限公司
Rep Type 9 - Asset management 2021-08-03 2021-11-03
China Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司
RO Type 6 - Advising on corporate finance 2016-10-17 2020-11-20
China Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司
Rep Type 1 - Dealing in securities 2015-06-08 2020-11-20
China Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司
Rep Type 4 - Advising on securities 2015-06-08 2020-11-20
China Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司
Rep Type 6 - Advising on corporate finance 2015-06-08 2016-10-17
J.P. Morgan Securities (Far East) Limited Rep Type 1 - Dealing in securities 2012-01-13 2015-04-22
J.P. Morgan Securities (Far East) Limited Rep Type 4 - Advising on securities 2012-01-13 2015-04-22
J.P. Morgan Securities (Far East) Limited Rep Type 6 - Advising on corporate finance 2012-01-13 2015-04-22

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