Hsueh-Yu Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsueh-Yu Yu (于學宇), a licensed Responsible Officer with CE reference AXY698. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.7 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2025-07-31 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2025-07-31 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2021-10-06 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-06-21 | 2021-10-06 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-06-21 | 2025-07-31 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-06-21 | 2025-07-31 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-09-30 | 2017-04-28 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-08 | 2017-04-28 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-19 | 2015-02-26 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-19 | 2015-02-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hsueh-Yu Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.