Ka Ho Lam
林家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Lam (林家豪), a licensed former licensee with CE reference AXP757. This person has 13.8 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Doo Financial HK Limited 都會金融香港有限公司 |
RO | Type 1 - Dealing in securities | 2025-01-23 | 2026-01-30 |
| Doo Financial HK Limited 都會金融香港有限公司 |
RO | Type 4 - Advising on securities | 2025-01-23 | 2026-01-30 |
| Doo Financial HK Limited 都會金融香港有限公司 |
RO | Type 9 - Asset management | 2025-01-23 | 2026-01-30 |
| Doo Financial HK Limited 都會金融香港有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-19 | 2025-01-23 |
| Doo Financial HK Limited 都會金融香港有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-19 | 2025-01-23 |
| Doo Financial HK Limited 都會金融香港有限公司 |
Rep | Type 9 - Asset management | 2024-12-19 | 2025-01-23 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-08-09 | 2024-04-20 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 9 - Asset management | 2019-08-09 | 2024-04-20 |
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-04 | 2024-04-20 |
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-13 | 2019-01-04 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-09 | 2018-08-31 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-09 | 2018-08-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-27 | 2017-07-29 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-27 | 2017-07-29 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-03-11 | 2014-11-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-12 | 2014-11-19 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-12 | 2014-11-19 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-04 | 2013-06-24 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-13 | 2013-06-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ho Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.