Michael Wai Ming Ng
吳偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Wai Ming Ng (吳偉明), a licensed Responsible Officer with CE reference AAA953. Currently licensed at 1 firm(s): Kaisa Financial Group Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.7 years of SFC licence history. Total licence records on file: 14.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2008-06-16 | present |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-07-04 | 2008-02-29 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-15 | 2006-07-04 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-13 | 2006-04-27 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-13 | 2006-04-27 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-04 | 2005-09-28 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-04 | 2005-09-28 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-27 | 2005-07-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-11 | 2005-05-20 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-07-11 | 2005-05-20 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-05-23 | 2003-06-14 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2003-05-23 | 2003-06-14 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 1 - Dealing in securities | 2003-05-23 | 2003-06-14 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 4 - Advising on securities | 2003-05-23 | 2003-06-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Wai Ming Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.