Jose Kar Kiu Pun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jose Kar Kiu Pun (潘加翹), a licensed Representative with CE reference AWR716. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-08-14 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2018-08-14 | present |
| QUAD Capital Management Limited | Rep | Type 4 - Advising on securities | 2016-08-03 | 2018-05-31 |
| QUAD Capital Management Limited | Rep | Type 9 - Asset management | 2016-08-03 | 2018-05-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-13 | 2016-06-12 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-13 | 2016-06-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-20 | 2013-12-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jose Kar Kiu Pun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.