Wai Mai Regina Wan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Mai Regina Wan (尹慧媚), a licensed Responsible Officer with CE reference AWL917. Currently licensed at 1 firm(s): Tengard Fund Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
RO | Type 4 - Advising on securities | 2020-03-17 | present |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
RO | Type 9 - Asset management | 2020-03-17 | present |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-17 | 2024-05-13 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-12 | 2020-03-17 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-12 | 2020-03-17 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-23 | 2020-03-17 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-03 | 2012-01-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Mai Regina Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.