Ming Gin Lee
李明正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Gin Lee (李明正), a licensed former licensee with CE reference ASW560. This person has 10.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-21 | 2019-09-30 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-21 | 2019-09-30 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 9 - Asset management | 2016-06-21 | 2019-09-30 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2015-01-14 | 2016-05-20 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-11 | 2016-05-20 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-11 | 2015-01-14 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2014-03-11 | 2016-05-20 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-09 | 2014-02-05 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 9 - Asset management | 2012-07-09 | 2014-02-05 |
| Alpha Wealth Management Limited 艾法財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-29 | 2012-05-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Gin Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.