Kwok Keung Lee
李國強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Keung Lee (李國強), a licensed former licensee with CE reference AGO381. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-17 | 2016-12-14 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-17 | 2016-12-14 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 9 — Asset management | 2012-04-17 | 2016-12-14 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-21 | 2012-01-31 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-19 | 2012-01-31 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2009-06-19 | 2012-01-31 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-17 | 2009-05-04 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 9 — Asset management | 2008-09-17 | 2009-05-04 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2006-02-24 | 2008-09-02 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-09-02 |