Wing Kin Kwok
郭榮堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Kin Kwok (郭榮堅), a licensed former licensee with CE reference AJI409. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-12 | 2019-10-21 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-11 | 2012-06-26 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-23 | 2009-04-24 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-26 | 2005-02-08 |