Nan Li
李南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Li (李南), a licensed former licensee with CE reference AVE780. This person has 5.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-12-04 | 2016-10-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2013-12-04 | 2016-10-26 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-20 | 2013-04-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.