Nipun Sharma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nipun Sharma, a licensed former licensee with CE reference AUI442. This person has 15.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2018-06-07 | 2025-07-10 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-07 | 2025-07-10 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2018-06-07 | 2025-07-10 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-06-07 | 2025-07-10 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-29 | 2018-05-11 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 - Asset management | 2012-10-29 | 2018-05-11 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-05 | 2018-05-11 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-20 | 2012-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nipun Sharma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.