Xiao Ning Liu

劉曉寧
CE No. AWL455 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Ning Liu (劉曉寧), a licensed former licensee with CE reference AWL455. This person has 2.3 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
Mirae Asset Wealth Management (HK) Limited
未來資產財富管理(香港)有限公司
Rep Type 4 - Advising on securities 2010-12-14 2013-04-10

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Ning Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Stephanie Chi Ling Lau Mirae Asset Wealth Management (HK) Limited 2010–2013
Wing Lok Kwan Mirae Asset Wealth Management (HK) Limited 2010–2013
Nan Li Mirae Asset Wealth Management (HK) Limited 2010–2013
Wai Kei Ng Mirae Asset Wealth Management (HK) Limited 2010–2013
Bo Yang Mirae Asset Wealth Management (HK) Limited 2011–2013
William Conrad Belchere Mirae Asset Wealth Management (HK) Limited 2010–2012
Jie Yang Mirae Asset Wealth Management (HK) Limited 2011–2013
Nipun Sharma Mirae Asset Wealth Management (HK) Limited 2010–2012
Keith Kwok Ki Yeung Mirae Asset Wealth Management (HK) Limited 2010–2012
Patrick Kwok Hung Pong Mirae Asset Wealth Management (HK) Limited 2010–2012
Tianli Wen Mirae Asset Wealth Management (HK) Limited 2010–2012
Cui Zhao Mirae Asset Wealth Management (HK) Limited 2011–2013
Ho Ming Ho Mirae Asset Wealth Management (HK) Limited 2010–2013
Yee Fan Cheung Mirae Asset Wealth Management (HK) Limited 2010–2013
Heung Chuen Leung Mirae Asset Wealth Management (HK) Limited 2010–2013
Selina Lim Sia Mirae Asset Wealth Management (HK) Limited 2010–2012
Adrian Phillip Lowe Mirae Asset Wealth Management (HK) Limited 2011–2012
Lok Sang Wong Mirae Asset Wealth Management (HK) Limited 2011–2012
Fei Sun Mirae Asset Wealth Management (HK) Limited 2010–2012
Wan-Ting Yang Mirae Asset Wealth Management (HK) Limited 2011–2012
Explore the interactive colleague network →

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