Sze Wing Ngai
倪思穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wing Ngai (倪思穎), a licensed former licensee with CE reference AUX372. This person has 12.9 years of SFC licence history. Total licence records on file: 12.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-14 | 2026-07-15 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-07-14 | 2026-07-15 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-27 | 2026-06-21 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-02-27 | 2026-06-21 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-16 | 2026-01-23 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-01-16 | 2026-01-23 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-24 | 2017-12-29 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-24 | 2017-12-29 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-21 | 2016-07-29 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 9 - Asset management | 2016-03-21 | 2016-07-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-09 | 2013-02-09 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-09 | 2013-02-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Wing Ngai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sai Tak Chu | Innovax Capital Limited | 2018–2026 |
| Chi Man Chung | Innovax Capital Limited | 2018–2026 |
| Sik Lun Fung | Innovax Capital Limited | 2018–2026 |
| Wai Man Kam | Innovax Capital Limited | 2018–2026 |
| Erica Wai Yan Ling | Innovax Capital Limited | 2018–2026 |
| Kai Pong Ng | Innovax Capital Limited | 2018–2026 |
| Calvin Siu Kuen Poon | Innovax Capital Limited | 2018–2026 |
| Wai Tung Kwok | Innovax Capital Limited | 2018–2026 |
| Hua Xia | Innovax Capital Limited | 2018–2026 |
| Lilei Sun | Innovax Capital Limited | 2018–2026 |
| Alvin Cheuk Him Wong | Innovax Capital Limited | 2018–2025 |
| Mun Lam Ip | Innovax Capital Limited | 2018–2025 |
| Shamrock Roy Chau | Innovax Capital Limited | 2020–2026 |
| Suet Yee Lee | Innovax Capital Limited | 2018–2022 |
| Wei Yan Tsoi | Innovax Capital Limited | 2018–2022 |
| Wai Ching Ronald Tse | Innovax Capital Limited | 2018–2022 |
| Yu Fung Chung | Innovax Capital Limited | 2018–2021 |
| Sing Cheong Kwong | Innovax Capital Limited | 2018–2021 |
| Chi Ho Ho | Innovax Capital Limited | 2022–2026 |
| Haobin Wang | Innovax Capital Limited | 2018–2021 |