Joanna Mary Munro
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanna Mary Munro, a licensed former licensee with CE reference AUW071. This person has 3.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2011-05-09 | 2014-07-03 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2011-05-09 | 2014-07-03 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2011-05-09 | 2014-07-03 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 4 - Advising on securities | 2011-05-09 | 2014-07-03 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2011-05-09 | 2014-07-03 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2011-05-09 | 2014-07-03 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 9 - Asset management | 2011-05-09 | 2014-07-03 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 - Asset management | 2011-05-09 | 2014-07-03 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-03-09 | 2010-03-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-03-09 | 2010-03-22 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-03-09 | 2010-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joanna Mary Munro during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.