Sheng-Bin Wung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng-Bin Wung (翁勝彬), a licensed Responsible Officer with CE reference AQS401. Currently licensed at 1 firm(s): Capital Global Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-05 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 - Advising on securities | 2021-03-05 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 9 - Asset management | 2021-03-05 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 - Advising on securities | 2018-09-26 | 2019-01-31 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-07 | 2019-01-31 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 9 - Asset management | 2017-08-21 | 2019-01-31 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2008-11-17 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 4 - Advising on securities | 2008-11-17 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-27 | 2008-11-17 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-27 | 2008-11-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sheng-Bin Wung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.