Pak Lin Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Lin Ng (伍柏廉), a licensed Responsible Officer with CE reference AQQ108. Currently licensed at 2 firm(s): CITIC Securities (Hong Kong) Limited, CLSA Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 17.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-12-15 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-15 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-15 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-10-15 | 2025-12-15 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-10-21 | 2025-07-08 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-07-08 | 2021-10-21 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-10-18 | 2021-05-07 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-07-08 | 2018-10-10 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-06-10 | 2016-07-08 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-27 | 2013-05-24 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-03-17 | 2011-04-01 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-06-04 | 2010-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pak Lin Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.