Alfred Kin San Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Kin San Wu (胡健生), a licensed Responsible Officer with CE reference APR819. Currently licensed at 1 firm(s): Fosun International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 18.4 years of SFC licence history. Total licence records on file: 23.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fosun International Capital Limited 復星國際資本有限公司 |
RO | Type 1 - Dealing in securities | 2025-04-11 | present |
| Fosun International Capital Limited 復星國際資本有限公司 |
RO | Type 4 - Advising on securities | 2025-04-11 | present |
| Fosun International Capital Limited 復星國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-04-11 | present |
| Fosun International Capital Limited 復星國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-03 | 2025-04-11 |
| Fosun International Capital Limited 復星國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-03 | 2025-04-11 |
| Fosun International Capital Limited 復星國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-02-03 | 2025-04-11 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-06-20 | 2024-10-31 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-20 | 2024-10-31 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-04-20 | 2016-06-20 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 - Dealing in securities | 2015-07-22 | 2016-04-10 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-07-22 | 2016-04-10 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-16 | 2015-07-22 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-08-22 | 2015-07-22 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-06-04 | 2014-07-19 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-20 | 2013-05-09 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-09-20 | 2013-05-09 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-26 | 2010-09-20 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-02-26 | 2010-09-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-09 | 2010-02-19 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-04-09 | 2010-02-19 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-27 | 2009-04-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-27 | 2009-04-01 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-27 | 2008-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alfred Kin San Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.