Janice Jhet Yen Chia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janice Jhet Yen Chia, a licensed Responsible Officer with CE reference AOY762. Currently licensed at 1 firm(s): RiverCircle Investments Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.3 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RiverCircle Investments Limited 合河投資有限公司 |
RO | Type 4 - Advising on securities | 2021-05-06 | present |
| RiverCircle Investments Limited 合河投資有限公司 |
RO | Type 9 - Asset management | 2021-05-06 | present |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-09-27 | 2021-04-23 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-27 | 2021-04-23 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-09-27 | 2021-04-23 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-24 | 2019-09-27 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-13 | 2019-05-19 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-25 | 2019-05-19 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-08 | 2018-06-07 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-08 | 2018-06-07 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-09-08 | 2018-02-08 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-09-08 | 2018-02-08 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-07 | 2017-09-08 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-07 | 2017-09-08 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-02-25 | 2015-11-29 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 4 - Advising on securities | 2015-02-25 | 2015-11-29 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-28 | 2015-02-25 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-20 | 2013-10-29 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-02 | 2010-08-24 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-28 | 2008-10-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Janice Jhet Yen Chia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.