Jae Wook Moon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jae Wook Moon (文裁煜), a licensed Representative with CE reference AOU410. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 16.8 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2025-10-21 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2025-10-21 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2025-10-21 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-29 | 2025-08-09 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-04-29 | 2025-08-09 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-10-16 | 2021-04-16 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-10-16 | 2021-04-16 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-10-16 | 2021-04-16 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-24 | 2020-10-16 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-08-24 | 2020-10-16 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-24 | 2020-10-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-21 | 2019-04-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-12-21 | 2019-04-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-05-15 | 2018-09-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-05-15 | 2018-09-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-05 | 2017-02-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-05 | 2017-02-15 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-05-27 | 2014-05-08 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-07-23 | 2014-05-08 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2007-07-23 | 2014-05-08 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2007-07-23 | 2014-05-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-11 | 2007-06-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-04-11 | 2007-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jae Wook Moon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.