Alison Shuk Kwan Lo
盧淑君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alison Shuk Kwan Lo (盧淑君), a licensed former licensee with CE reference AOS013. This person has 7.7 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden K2 Securities Limited | RO | Type 1 - Dealing in securities | 2018-08-24 | 2020-07-01 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 4 - Advising on securities | 2018-08-24 | 2020-07-01 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 9 - Asset management | 2018-08-24 | 2020-07-01 |
| Golden K2 Securities Limited | Rep | Type 1 - Dealing in securities | 2018-08-16 | 2018-08-24 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-16 | 2018-08-24 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 - Asset management | 2018-08-16 | 2018-08-24 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-05-30 | 2013-12-05 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-05-30 | 2013-12-05 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 - Asset management | 2011-05-30 | 2013-12-05 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-24 | 2010-07-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-11 | 2010-07-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-06 | 2010-07-06 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-15 | 2009-08-01 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-03-15 | 2009-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alison Shuk Kwan Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.