Wai Yan Lee
李慧欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan Lee (李慧欣), a licensed former licensee with CE reference ANR769. This person has 5.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-02-06 | 2011-11-05 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-01-31 | 2011-11-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-05 | 2007-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.