Wai Yan Lee
李慧欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan Lee (李慧欣), a licensed former licensee with CE reference ANR769. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-02-06 | 2011-11-05 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-31 | 2011-11-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-05 | 2007-01-15 |