Yui Ho Wong
王銳豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Ho Wong (王銳豪), a licensed former licensee with CE reference AOR998. This person has 16.0 years of SFC licence history. Total licence records on file: 37.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Arc Asset Management Limited 國業資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-03-01 | 2025-11-13 |
| State Arc Asset Management Limited 國業資產管理有限公司 |
RO | Type 9 - Asset management | 2023-03-01 | 2025-11-13 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-11-10 | 2023-02-24 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 - Advising on securities | 2021-07-13 | 2023-02-24 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | 2021-07-13 | 2023-02-24 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-17 | 2021-07-13 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-17 | 2021-07-13 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-17 | 2023-02-24 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-17 | 2023-02-24 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-03-17 | 2023-02-24 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 - Asset management | 2021-03-17 | 2023-02-24 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 - Asset management | 2021-03-17 | 2023-02-24 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-30 | 2021-03-17 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-11-30 | 2021-03-17 |
| XHK Limited | Rep | Type 1 - Dealing in securities | 2020-09-14 | 2020-10-18 |
| XHK Limited | Rep | Type 2 - Dealing in futures contracts | 2020-09-14 | 2020-10-18 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 - Asset management | 2020-05-08 | 2020-08-05 |
| Springwell Capital Limited 淞泉資本有限公司 |
RO | Type 9 - Asset management | 2020-01-03 | 2020-04-19 |
| Springwell Capital Limited 淞泉資本有限公司 |
Rep | Type 9 - Asset management | 2018-11-01 | 2020-01-03 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-14 | 2018-09-20 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-14 | 2018-09-20 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2017-05-10 | 2017-07-28 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-17 | 2017-07-28 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-17 | 2017-07-28 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-07-24 | 2015-11-10 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-20 | 2015-11-10 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-12-20 | 2015-11-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-07 | 2013-12-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-01-07 | 2013-12-13 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-01-07 | 2013-12-13 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-08-02 | 2013-01-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-15 | 2012-07-01 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-02-15 | 2012-07-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-05 | 2011-02-01 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-09-05 | 2011-02-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-20 | 2007-09-03 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-03-20 | 2007-09-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yui Ho Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.