Mary Si Chiu
趙思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mary Si Chiu (趙思), a licensed former licensee with CE reference AOM640. This person has 5.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-01 | 2018-10-31 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-01 | 2018-10-31 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-06-01 | 2018-10-31 |
| Enhanced Securities Limited 進陞證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-05-12 | 2018-04-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-17 | 2013-03-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-17 | 2013-03-04 |
| Alphatraxx (H.K.) Limited | Rep | Type 4 - Advising on securities | 2007-03-26 | 2007-04-30 |
| Alphatraxx (H.K.) Limited | Rep | Type 9 - Asset management | 2007-03-26 | 2007-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mary Si Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.