Mandy Man Kuen Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mandy Man Kuen Lee (李敏娟), a licensed Representative with CE reference ANZ787. Currently licensed at 1 firm(s): Brookfield Advisors (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 5.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-08-08 | present |
| Brookfield Advisors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-08-08 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-15 | 2012-07-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-11 | 2009-09-18 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-25 | 2009-04-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mandy Man Kuen Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.