Chung Shun Yiu

姚忠信
CE No. ANV083 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Shun Yiu (姚忠信), a licensed former licensee with CE reference ANV083. This person has 0.7 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
Rep Type 1 - Dealing in securities 2008-06-12 2008-08-12
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 2 - Dealing in futures contracts 2008-06-12 2008-08-12
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
Rep Type 1 - Dealing in securities 2007-02-27 2007-03-13
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 2 - Dealing in futures contracts 2006-08-29 2007-03-13

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Shun Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ka Yiu Kwok Southwest Securities (HK) Futures Limited 2006–2008
Tat Wai Chan Southwest Securities (HK) Futures Limited 2006–2008
Yi Fung Wong Southwest Securities (HK) Futures Limited 2006–2008
Wai Kit Lee Southwest Securities (HK) Futures Limited 2006–2008
Chi Hong Li Southwest Securities (HK) Futures Limited 2006–2008
Parkson Kong Chung Chan Southwest Securities (HK) Futures Limited 2006–2008
Nga Yin Cham Southwest Securities (HK) Futures Limited 2006–2008
Kin Bor Ho Southwest Securities (HK) Futures Limited 2006–2008
Miu Kai Ling Southwest Securities (HK) Futures Limited 2006–2008
Eric Kai Ho Lau Southwest Securities (HK) Futures Limited 2006–2008
Kin Tak Au Southwest Securities (HK) Futures Limited 2006–2008
Erica Man Sze Cheung Southwest Securities (HK) Futures Limited 2006–2008
Wai Kwok Chim Southwest Securities (HK) Futures Limited 2006–2008
Johnson Shing Tong Southwest Securities (HK) Futures Limited 2006–2008
Ka Lun Kwok Southwest Securities (HK) Futures Limited 2006–2008
Rebecca Hui Southwest Securities (HK) Futures Limited 2007–2008
Oi Yee Liu Southwest Securities (HK) Futures Limited 2007–2008
Kit Yi Koo Southwest Securities (HK) Futures Limited 2006–2008
Kelvin Lai Sang Yip Southwest Securities (HK) Futures Limited 2007–2008
Tit Shan Pun Southwest Securities (HK) Futures Limited 2006–2008
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