Ka Lun Kwok
郭家麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lun Kwok (郭家麟), a licensed former licensee with CE reference AMP301. This person has 1.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carlyon Securities Limited 格理昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-29 | 2020-10-29 |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-01-29 | 2020-10-29 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-24 | 2009-10-14 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-06 | 2009-06-24 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-04-06 | 2009-06-24 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-17 | 2008-05-18 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-17 | 2008-05-18 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-20 | 2006-03-15 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-20 | 2006-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lun Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.