Kwok Keung Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Keung Chan (陳國強), a licensed Responsible Officer with CE reference ANQ431. Currently licensed at 2 firm(s): Kingsway Financial Services Group Limited, Kingsway SW Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 19.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 9 - Asset management | 2007-03-27 | present |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 - Asset management | 2007-03-20 | present |
| Kingsway SBF Investment Management Company Limited |
RO | Type 9 - Asset management | 2009-05-27 | 2011-06-20 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2007-03-27 | 2013-05-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 - Advising on securities | 2007-03-27 | 2012-07-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 - Dealing in securities | 2007-02-15 | 2007-03-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 - Advising on securities | 2007-02-15 | 2007-03-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 - Asset management | 2007-02-15 | 2007-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Keung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.