Bin Shi
施斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bin Shi (施斌), a licensed former licensee with CE reference AMX414. This person has 20.7 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2010-08-11 | 2026-09-30 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2010-08-11 | 2026-09-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-01-12 | 2010-08-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2006-01-12 | 2010-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bin Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.