David Chun Wan Wu
胡震寰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Chun Wan Wu (胡震寰), a licensed Responsible Officer with CE reference AMO642. Currently licensed at 1 firm(s): CCB Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 20.1 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Securities Limited 建行證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-10-08 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2024-08-14 | 2025-05-16 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-30 | 2024-08-14 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-30 | 2025-05-16 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-03-30 | 2025-05-16 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-03-30 | 2025-05-16 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-04 | 2021-03-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-03-04 | 2021-03-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-03-04 | 2021-03-30 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-20 | 2021-01-31 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-01-20 | 2021-01-31 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-01-20 | 2021-01-31 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-03 | 2020-11-15 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-09-03 | 2020-11-15 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-09-03 | 2020-11-15 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-10 | 2019-09-03 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-06-10 | 2019-09-03 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-12 | 2019-06-02 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-12 | 2019-06-02 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-10 | 2013-04-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-04-21 | 2011-07-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-31 | 2011-07-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-05-31 | 2011-07-29 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-01-24 | 2007-05-26 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-14 | 2007-05-26 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-14 | 2007-05-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Chun Wan Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.